Legal status and questions for counsel
Category, drug exclusion, Proposition 65, sanctions, Lacey Act, CITES and IP. Not legal advice.
Legal status →U.S. requirements for supplements, foods, cosmetics and drugs, the dated documents behind them, and how EUTECNIQ proposes to turn an ingredient's risk profile into an evidence plan. Educational, not legal advice.
Status. EUTECNIQ is in formation, with no laboratory, studies or submissions of its own. Studies would be run by qualified laboratories; legal conclusions belong to counsel.
| Part | Total | Documents by year |
|---|---|---|
| 21 CFR 1 | 180 | 1996: 2, 1997: 1, 1998: 1, 1999: 2, 2001: 2, 2002: 2, 2003: 14, 2004: 16, 2005: 8, 2006: 2, 2008: 4, 2009: 1, 2010: 4, 2011: 4, 2012: 4, 2013: 19, 2014: 12, 2015: 11, 2016: 17, 2017: 6, 2018: 10, 2019: 2, 2020: 13, 2021: 2, 2022: 8, 2023: 6, 2024: 4, 2025: 2, 2026: 1 |
| 21 CFR 11 | 47 | 1997: 1, 2000: 1, 2003: 1, 2004: 1, 2005: 1, 2006: 2, 2011: 4, 2014: 2, 2015: 10, 2016: 10, 2017: 6, 2018: 3, 2019: 1, 2020: 2, 2021: 1, 2023: 1 |
| 21 CFR 101 | 327 | 1994: 5, 1995: 16, 1996: 36, 1997: 30, 1998: 33, 1999: 18, 2000: 15, 2001: 4, 2002: 8, 2003: 9, 2004: 6, 2005: 12, 2006: 9, 2007: 11, 2008: 8, 2009: 2, 2010: 4, 2011: 8, 2012: 2, 2013: 1, 2014: 10, 2015: 11, 2016: 23, 2017: 9, 2018: 11, 2019: 6, 2020: 6, 2021: 1, 2022: 4, 2023: 4, 2024: 2, 2025: 3 |
| 21 CFR 111 | 28 | 1995: 2, 1997: 4, 1999: 2, 2000: 1, 2003: 8, 2007: 3, 2008: 2, 2015: 1, 2016: 3, 2018: 2 |
| 21 CFR 117 | 52 | 2013: 11, 2014: 3, 2015: 5, 2016: 9, 2017: 4, 2018: 7, 2019: 3, 2020: 2, 2022: 2, 2024: 2, 2025: 2, 2026: 2 |
| 21 CFR 170 | 34 | 1995: 4, 1996: 4, 1997: 3, 2000: 3, 2002: 2, 2004: 1, 2006: 1, 2007: 2, 2010: 2, 2015: 1, 2016: 2, 2017: 2, 2019: 1, 2022: 3, 2023: 1, 2024: 1, 2026: 1 |
| 21 CFR 190 | 6 | 1996: 1, 1997: 1, 2001: 1, 2010: 1, 2022: 1, 2023: 1 |
| 7 CFR 205 | 162 | 1997: 1, 1998: 4, 2000: 5, 2001: 1, 2003: 4, 2005: 5, 2006: 6, 2007: 8, 2008: 6, 2009: 1, 2010: 10, 2011: 11, 2012: 14, 2013: 8, 2014: 4, 2015: 7, 2016: 7, 2017: 10, 2018: 9, 2019: 7, 2020: 6, 2021: 5, 2022: 9, 2023: 7, 2024: 3, 2025: 2, 2026: 2 |
Labeling (Part 101) appears in 327 documents; the supplement CGMP rule (Part 111) in 28. See the CFR atlas.
Category, drug exclusion, Proposition 65, sanctions, Lacey Act, CITES and IP. Not legal advice.
Legal status →Eligibility, the 75-day notification, FDA's 2026 guidance, GLP and master files.
NDIN pathway →Botanical standards, relying on a supplier's COA (21 CFR 111.75), supplier scoring.
Quality standards →Nonclinical studies, reference points, exposure margins, ADME and interactions.
Toxicology →Study design, power, ethics oversight, registration and IND triggers.
Clinical research →Food additive petitions, GRAS notices, the 2026 proposal, color additives.
Food pathways →Registration, listing, safety substantiation, adverse events, cosmetic or drug.
Cosmetics →Every federal rule set from field to label, with a part finder.
CFR atlas →EU novel foods, Canadian licences, Australian listing, Japanese function claims.
International →Intended use, shown by labeling and marketing, decides the category. FDA approves drugs and color additives before marketing; it does not approve dietary supplements, dietary ingredients or cosmetics.
| Category | Statute and definition | Key regulations | Premarket requirement | Quality regime | Claims rules |
|---|---|---|---|---|---|
| Dietary supplements | FD&C Act § 201(ff); new dietary ingredients under § 413 (21 U.S.C. 350b) | 21 CFR Part 111 (CGMP); 21 CFR 190.6 (NDI notification); 21 CFR 101.93 (statements); Part 1, Subpart L (FSVP) for importers | No FDA approval. A notification at least 75 days before marketing for a new dietary ingredient, unless every ingredient meets the food-supply exception | Part 111 for anyone who manufactures, packages, labels or holds a dietary supplement | Structure/function statements: notify FDA within 30 days of first marketing, carry the required disclaimer, hold substantiation. A disease claim makes the product a drug unless it is an authorized health claim |
| Bulk dietary ingredients | Dietary ingredients are food under the FD&C Act | 21 CFR Part 117 (CGMP; hazard analysis and preventive controls unless exempt) | The NDI manufacturer or distributor may file the NDIN | Generally Part 117. Part 111 applies if the ingredient goes to a firm that only packages or labels it, or directly to consumers | Marketing copy, websites included, can establish an intended use that makes the product a drug |
| Conventional foods and beverages | § 201(f) food; § 201(s) food additive; § 409; § 721 color additives | 21 CFR Part 117; Parts 170–171 (food additives, GRAS); Part 101 (labeling); Parts 70–74 (color additives) | A food additive needs an FDA regulation, obtained by petition, unless its use is GRAS or otherwise excluded. Color additives must be listed. GRAS notification is voluntary today; a rule to make it mandatory was proposed in August 2026 | Part 117 | Nutrient content and health claims follow 21 CFR 101.13 and 101.14. A claim to treat or prevent disease outside an authorized health claim can make the food a drug |
| Cosmetics | § 201(i) cosmetic; Chapter VI as amended by MoCRA (2022) | 21 CFR Part 701 (labeling); Part 740 (warnings); color additive listings | No FDA approval except for color additives. Facility registration and product listing under MoCRA | MoCRA requires a GMP rule; none has been proposed. FDA has a draft cosmetic GMP guidance | Intended use decides cosmetic or drug. Claims to treat disease or to affect the structure or function of the body make it a drug |
| Drugs, including OTC | § 201(g) drug; § 505 new drug approval; § 505G OTC monographs | 21 CFR Parts 210/211 (CGMP); Part 312 (IND); Part 314 (applications) | A new drug needs an approved application. Certain OTC drugs may be marketed under monograph conditions | Parts 210/211; a drug made without them is adulterated (§ 501(a)(2)(B)) | Claims must match the approved application or the monograph |
20 documents
| Date | Document | Status | What it means for ingredient developers |
|---|---|---|---|
| Oct 19–20, 2026 | NDI notifications: identity and safety information about the NDI (91 FR 66336; docket FDA-2025-D-6501) | Final guidance | Finalizes Sections VI.A–VI.C of the 2016 revised draft as a stand-alone document. The rest of that draft, including when a notification is required, remains draft. |
| Aug 11, 2026 | Substances Generally Recognized as Safe (91 FR 51834; docket FDA-2025-N-3262) | Proposed rule | Would make GRAS notices mandatory, with exceptions and a time-limited streamlined route for substances already in commerce. Comments are due December 9, 2026. Self-affirmed GRAS remains lawful today. |
| Dec 29, 2025 | Cosmetic GMP final rule (FD&C Act § 606) | No proposed rule | The statutory deadlines for a proposed rule (Dec 29, 2024) and a final rule (Dec 29, 2025) have passed with no rule published. FDA's draft cosmetic GMP guidance is the current reference. |
| Dec 29, 2025 | FDA report on PFAS in cosmetic products (MoCRA § 3506) | Published | A required report on PFAS use and safety evidence in cosmetics; it creates no new obligation by itself. |
| Nov 28, 2025 | Testing methods for asbestos in talc-containing cosmetics (proposed Dec 27, 2024, 89 FR 105490; withdrawn 90 FR 54603) | Withdrawn | No replacement proposal has been published. FDA cited comments that “warrant further consideration and assessment.” |
| Mar 10, 2025 | HHS directive to explore eliminating the self-affirmed GRAS pathway | Policy announcement | A direction to FDA to explore rulemaking; it led to the August 2026 proposal and changed no rule by itself. |
| Dec 29, 2024 | Cosmetic label contact information (FD&C Act § 609(a)) | Statute in effect | Labels must carry domestic contact information for adverse-event reports. |
| Jul 1, 2024 | Cosmetic facility registration and product listing (§ 607) | Statute in effect | FDA's enforcement-discretion period ended; registration renews every two years and listings are updated annually. |
| Jun 29, 2024 | Fragrance allergen labeling rule (§ 609(b)) | No proposed rule | The statutory deadline for a proposed rule has passed; no proposal has been published. |
| Apr 4, 2024 | NDIN master files for dietary supplements (89 FR 23599; docket FDA-2024-D-0706) | Draft guidance | Describes master files and letters of authorization. Not for implementation; no final version has been issued. |
| Mar 5–6, 2024 | NDI notification procedures and timeframes (89 FR 16003; docket FDA-2023-D-5280) | Final guidance | Submission mechanics, FDA response letters, incomplete notifications, confidentiality and pre-submission meetings. |
| Dec 29, 2023 | Cosmetic safety substantiation (§ 608) and serious adverse-event reporting (§ 605) | Statute in effect | The responsible person must keep records of adequate safety substantiation and report serious adverse events within 15 business days. |
| Dec 29, 2022 | Modernization of Cosmetics Regulation Act (Pub. L. 117-328) | Statute | In FDA's words, “the most significant expansion of FDA's authority to regulate cosmetics” since the FD&C Act of 1938. |
| Dec 9, 2022 | IND exemptions for studies of lawfully marketed foods, supplements and cosmetics (87 FR 75536) | Proposed rule | Comments closed March 9, 2023; no final rule has been published. |
| Aug 17, 2016 | GRAS notification final rule (81 FR 54960; 21 CFR Part 170, Subpart E) | Final regulation | The voluntary GRAS notice procedure in force today. FDA responds within 180 days of filing, extendable by 90 days. |
| Aug 12, 2016 | NDI notifications and related issues, revised draft (81 FR 53486; docket FDA-2011-D-0376) | Draft guidance | Remaining sections cover what an NDI is, “chemically altered,” definitions and the decision tree. Revised October 2026 to show what was finalized. |
| Nov 27, 2015 | Foreign Supplier Verification Programs (80 FR 74226; 21 CFR Part 1, Subpart L) | Final regulation | Importers verify foreign suppliers; § 1.511 modifies the duties for dietary supplements and their components. See the FSVP summary under global ingredients. |
| Sep 17, 2015 | Preventive controls for human food (80 FR 55908; 21 CFR Part 117) | Final regulation | Applies to dietary-ingredient operations; the § 117.5(e) exemption covers finished supplements made under Part 111, not bulk ingredients. |
| Jun 25, 2007 | Dietary supplement CGMP (72 FR 34752; 21 CFR Part 111) | Final regulation | Applies to anyone who manufactures, packages, labels or holds a dietary supplement. |
| Oct 25, 1994 | Dietary Supplement Health and Education Act (Pub. L. 103-417) | Statute | Created FD&C Act § 413: an ingredient not marketed before October 15, 1994 is a new dietary ingredient. |
Sources: Federal Register documents cited in each row (federalregister.gov API, Oct 22, 2026); FDA guidance pages and FDA's MoCRA page (content current as of Aug 10, 2026); eCFR (current to Oct 21, 2026); HHS press release, Mar 10, 2025. Full citations under Sources below.
Status as of October 22, 2026, checked against the Federal Register, eCFR and FDA pages. Final guidance is still a recommendation; a proposed rule binds no one until finalized.
| Year | Class I | Class II | Class III | Total |
|---|---|---|---|---|
| 2012 | 4 | 5 | 3 | 12 |
| 2013 | 12 | 67 | 28 | 107 |
| 2014 | 33 | 26 | 0 | 59 |
| 2015 | 1 | 39 | 4 | 44 |
| 2016 | 9 | 32 | 11 | 52 |
| 2017 | 15 | 94 | 5 | 114 |
| 2018 | 7 | 16 | 4 | 27 |
| 2019 | 1 | 10 | 6 | 17 |
| 2020 | 4 | 8 | 11 | 23 |
| 2021 | 16 | 12 | 5 | 33 |
| 2022 | 1 | 8 | 1 | 10 |
| 2023 | 1 | 14 | 6 | 21 |
| 2024 | 2 | 5 | 3 | 10 |
| 2025 | 2 | 13 | 23 | 38 |
| 2026 | 9 | 9 | 0 | 18 |
| Total | 117 | 358 | 110 | 585 |
Class I means a reasonable probability of serious adverse health consequences or death (21 CFR 7.3(m)(1)).
A record is one product in a recall event, so one event can contribute several records. The text search finds products whose description includes the words “dietary supplement”; products described otherwise are missed, and drug recalls of products sold as supplements are in openFDA's drug data (see legal status). openFDA states that its data are not validated for clinical decisions. Reasons named in the records, by keyword: undeclared allergen 157 records, microbial contamination 46, lead or other metals 13.
No risk drivers selected. Every ingredient still needs the baseline evidence below.
Not a safety certification. It organizes evidence needs; it does not assess safety or replace a toxicologist, counsel or FDA review. EUTECNIQ proposal Draws on FDA guidance
| Risk driver | Evidence added, by stage | Decision gate | Basis |
|---|---|---|---|
| Baseline (every ingredient) |
| 21 CFR 190.6; Parts 111/117; FDA final guidance IV, VI, IX | |
| Several species, chemotypes or plant parts trade under the same name |
| Stop if identity cannot be confirmed or an adulterant cannot be excluded | FDA final guidance IV.10 |
| Composition varies with region, season or harvest |
| FDA final guidance IV.2, IV.13 | |
| Extraction or purification concentrates or changes the material |
| FDA final guidance IV.13, VII.4; 2016 draft IV.B | |
| Metals, pesticides or mycotoxins plausible for the crop or region |
| FDA final guidance IV.13; EUTECNIQ practice | |
| High microbial load in the raw material or a water-based process |
| EUTECNIQ practice | |
| Process residues: solvents, processing aids or degradation products |
| FDA final guidance IV.13 | |
| Toxins known in the same species, genus or family |
| Stop or reformulate if the toxin cannot be controlled | FDA final guidance IV.12 |
| Intake above documented historical exposure, or no history of use |
| FDA final guidance VII, IX, Appendix A | |
| Genotoxicity alert or an equivocal genetic toxicity result |
| Go or no-go before further investment | FDA final guidance VII.6 |
| Nanoscale or other engineered delivery form |
| FDA final guidance VIII.2 | |
| Pharmacologically active constituents likely taken with medicines |
| Label, restrict the population or stop if a relevant interaction is confirmed | EUTECNIQ practice |
| Intended for, or likely used in, pregnancy, lactation or children |
| FDA final guidance VII.1, Appendix A | |
| Combined with other active ingredients in the finished product |
| FDA final guidance V.3, IX |
Select what applies to an ingredient. The framework shows which stages of development gain evidence requirements and where a stop-or-go decision falls. It is a planning tool, not a safety assessment.
| Activity | EUTECNIQ (proposed) | Qualified external partner | Client or counsel |
|---|---|---|---|
| Pathway assessment | Scientific facts: identity, history, process, intended use | Counsel gives the legal conclusion | |
| Identity, characterization and contaminants | Methods, specifications, data review; in-house testing once a laboratory exists | Accredited contract laboratories until then | |
| Nonclinical toxicology | Study selection, protocol review, monitoring, interpretation | Contract research organizations, GLP where chosen | Client funds and owns the data |
| Human studies | Design input and safety-endpoint planning | Clinical sites and IRBs | Sponsor |
| Dossier and safety narrative | Drafting, calculations, document control | Notifier signs and submits | |
| Submission and FDA contact | Technical support | Notifier or its agent |
EUTECNIQ is in formation and welcomes early conversations with ingredient suppliers, brands and scientific partners about pathway and evidence planning.